11 Regulatory Acceptance and Issues

Although EMDs have been used over the past 25 years in various scientific fields, particularly medical research and diagnostic fields, their application to environmental remediation management is relatively new and rapidly developing. One of the expected challenges in implementing EMDs for environmental remediation is acceptance by the regulatory community. The ITRC EMD team surveyed regulators, consultants, and stakeholders to determine the following:

11.1 Regulatory Approval Process

If EMDs will be proposed for a site, the regulator must be involved as early as possible in the EMD selection process. During the initial meeting, it is best to have a draft work plan for the EMD sampling, analysis and data use already prepared for discussion. The work plan can easily be adjusted to reflect all agreements reached during the meeting and can be submitted later as a final document. The work plan at a minimum should:

  1. Clearly explain the site status based upon already existing traditional analytical chemistry methods.
  2. Identify which EMDs are to be used (ITRC’s EMD Fact Sheets (EMD-1) may be used as reference material).
  3. Explain how EMD data can help to arrive at additional information to complement the existing data, or describe what is expected to be learned by using the EMD.
  4. Identify at what stage of the life cycle process the EMD is to be used.
  5. Identify sample locations.
  6. Identify data quality objectives: type, quality, and quantity of data to be collected. Survey results showed that the lack of standardized QA/QC procedures was a main concern among regulators. To allay these concerns, both the standard operating procedures and internal QA/QC information of the laboratory performing the EMD analysis should be submitted as part of the work plan. Data quality information for EMDs is addressed separately in this document (see Section 10 and Section 3.3). Also, additional QA/QC and minimum reporting information is included with each method description in Sections 3 through 9.

All permitting requirements that are necessary for the use of the EMD must be identified to facilitate regulatory and stakeholder acceptance.

11.2 Permitting Requirements

The ITRC EMD team used survey results and results from a questionnaire completed by the states’ POCs to identify permitting/regulatory concerns that may be raised when the use of EMDs is proposed. As expected, the responses varied from state to state. However, at a minimum, approval must be obtained for one or more of the following: notification, a work plan, a discharge permit or a Underground Injection Control (UIC) Permit. The use of amended EMD sampling devices, such as stable isotope probing (SIP) and in situ enzyme activity probes (EAPs) involve the introduction of contaminant-bearing materials into the subsurface. Although the introduced contaminants are small in quantity and are intended to stay in place, these in situ evaluations may require additional regulatory review and approval, or a UIC Permit. In cases where groundwater discharges to surface water, a discharge permit may be required. In cases where drinking water wells could potentially be impacted, it may be necessary to notify drinking water regulatory programs or even end-users or well owners. A thorough review of permitting requirements and regulatory approval is encouraged on a site-specific basis whenever the use of EMDs is proposed.

11.3 EMDs with No Permitting Requirements

Not all EMDs involve contaminant-bearing materials being introduced into the subsurface. Most are laboratory analyses only and therefore do not require permitting. These include CSIA, qPCR, microbial fingerprinting, microarrays, and FISH, but may also include all SIP and EAPs that are not conducted in situ. Although permits may not be required for laboratory analyses, prior approval from the regulatory agency may be needed. Therefore, at a minimum, a work plan as described above should describe the intended use and expected outcome.

11.4 Future Regulatory Considerations

Team members and most of those surveyed agree that education is the key to more widespread use of EMDs in the environmental remediation field. As regulators become better educated and more comfortable with their use, guidance and regulations specific to EMD use will be developed. Until state documents are developed, this ITRC document and ITRC's EMD Fact Sheets (EMD-1) serve as the most comprehensive resources available for regulators, consultants, and the general public.


Permission is granted to refer to or quote from this publication with the customary acknowledgment of the source (see suggested citation and disclaimer).

 

This web site is owned by ITRC.

1250 H Street, NW • Suite 850 • Washington, DC 20005 | P: (202) 266-4933 • F: (202) 266-4937

Terms of Service, Privacy Policy, and Usage Policy

 

ITRC is sponsored by the Environmental Council of the States